ACTIVE TECTONICS AND QUATERNARY BASIN
FORMATION ALONG THE ĐIỆN BIÊN PHỦ FAULT ZONE, NORTHWESTERN VIỆT NAM
KUANG-YIN LAI1,
YUE-GAU CHEN1, LING-HO CHUNG1 , DOÃN ĐÌNH LÂM2
1Institute of
Geosciences, National Taiwan
University, P.O. Box 13-318, Taipei
106, Taiwan
2Institute of Geological Sciences, VAST, Hà
Nội,Việt Nam
Abstract: The Điện
Biên Phủ (DBP) fault zone is one of the most seismically active fault systems
in the Indochina, extending over a distance of some 150
km from the border between Yunnan,
China and Việt Nam
through the NW Việt Nam into
Laos.
Active sinistral movement is indicated by clear geomorphic features, moderate
seismic activity in a NNE-striking zone paralleling the fault zone and focal
solutions. By analogy to the Cenozoic tectonic evolution of Indochina related
to the Indian indentation, we propose
that the Tertiary propagating extrusion block transformed to intraplate
extension and took place in northwestern Việt Nam.
The Quaternary basins along the DBP fault zone are in line with the inferred
extension style of deformation with active faults.
Mapping
of active fault segments along the DBP fault zone using field outcrops,
thickness maps of Quaternary deposits, seismological data, and geomorphological
features seen in the SRTM, ASTER images and derived digital elevation models
shows that virtually all active faults are reactivated structures sub-parallel
to chronostratigraphic boundary. Our observations demonstrate three largest
basins with different kinematics in different fault segments. In the northern
part of the DBP fault zone active faulting defines a small-scale pull-apart
structure with an active opening rhomboidal Quaternary basin (2.5
km×1.5
km). Toward south a bit
the fault pattern changes to multi parallel sinistral or sinistral-normal
faults, forming a narrow subsiding weak zone (10
km×0.5
km) filled with Quaternary deposits. In the southern part,
however, the major DBP fault shifts the direction from NNE to NE where a
branched sinistral-normal fault with N-striking controls a half graben basin (17
km×5
km) filled with Quaternary deposits about 200
m in depth above the late Neogene olivine basalt. The late
Neogene basalt of age ca. 5 Ma seems being displaced 10
km by the branched sinistral-normal fault, giving a rate of ca. 2
mm/yr by left-lateral strike-slip since volcanic eruption. The
dynamic model of each Quaternary basin, however, needs further other
information to establish.
I. INTRODUCTION
The
more than 150
km long Điện Biên Phủ (DBP) fault zone is one of the most
conspicuous crustal structures in Indochina extending from south Yunnan through
northwest Việt Nam into Laos, probably connecting the Nan (Nan-Uttaradit)
suture in Thailand and approaching the Gulf of Thailand [3, 13] (Fig. 1). The
fault system was developed during Cenozoic northeast-directed movement of
Indian plate resulting in the southeastward Indochina
extrusion. Compared to the recently dextral Red River
fault zone as the boundary fault of extrusion, the sinistral DBP fault zone is probably
conjugate fault (Zuchiewicz et al., 2004).
The
DBP fault zone corresponds to one of the most seismically active zone in
northwestern Việt Nam in Indochina,
proving its continued activity. Additional
long-known data indicative for active deformation along the fault zone come
from the satellite images, topographic maps, and in the field [10]. These data,
however, has so far not been integrated into a coherent model of Quaternary and
active tectonics in the area. The only
attempt that we are aware of comes from Zuchiewicz et al. (2004) who used
OSL-SAR dating results of Quaternary sediments to develop a record of young
tectonic processes.
We
therefore try to assess recent kinematics of the Điện Biên Phủ fault system by
drawing analogies to the Cenozoic tectonic evolution of Indochina
related to the Indian indentation and by integrating field outcrops,
seismological data, geomorphological data and sedimentary data from Quaternary
deposits. From this integrated approach
we derive information on the location, geometry and kinematics of the active
Điện Biên Phủ fault system, and on the tectonic control of Quaternary basin
formations. Finally, we discuss a
possible model for regional kinematics of fault system by reviewing relevant
tectonic, seismological, geomorphological, and geodetic data sets.
II. CENOZOIC TECTONIC EVOLUTION
The Indo-Asian collision and the subsequent northward
Indian indentation have resulted in the extrusion tectonics in the eastern part
of Asian continent [e. g. 5, 9, 10]. The Indochina
Peninsula is composed of
the Indochina Block, Shan-Thai Block, and the southern portion of the
South China Block (Fig. 1).
South
of the Red River fault, the Indochina Block is
highly deformed in the north [7], but behaves
approximately like a rigid block in the south [4]. The Cenozoic deformational
history of the eastern Indo-Asian collision zone may be divided into three
stages: (1) Eocene-Oligocene (~40-24 Ma) transpression in eastern Tibet,
(2) Early-Middle Miocene (24-17 Ma) transtension in eastern Tibet,
and (3) Late Neogene-Quaternary east-west extension widespread in eastern Tibet
and Indochina [14 and references
therein]. The currently right-lateral Red
River fault previously accommodated left-lateral shear between ~30
and 17 Ma [3]. While several authors [2, 15] suggest
that the southeastern Red River fault zone
experienced regional extension between 34 and 25 Ma. The east-west contraction in the north and transpression in the
south along N- and NW-striking strike-slip fault systems along the eastern
margin of Tibet
gave way to transtension in the latest Oligocene. Transtension was replaced by east-west and northwest-southeast
extension in the Late Neogene. The
extension is manifested by north-striking active normal faults and associated
extensional basins in the north and south of the active right-lateral Red River
fault in eastern Tibet and Indochina
[2, 3]. Recent Global Positioning
system (GPS) data proposed that the present clockwise rotation of crust in
southeastern Tibet corresponds geologically to a region of left-slip faults
like Xianshuihe-Xiaojang fault and Điện Biên Phủ fault which appear to have
accommodated clockwise rotation for at least the past 2-4 Ma and possibly the
past 6-8 Ma [6, 15, 16], whereas other GPS data of Southeast Asia proposed that
Indochina along with the western and central part of Indonesia constitutes a
stable tectonic block moving approximately east with respect to Eurasia and no
apparent differential motion between South China block [1, 4].
The
structural evolution of the Red River fault
zone has been dealt with several authors [cf. 3 and references therein], while
the structural development of DBP fault zone is still under reconstruction. The
pre-Pliocene history of the DBP fault zone is remained unknown due to lacking of Tertiary strata for age constraints. Although the
character of Quaternary basins along the DBP fault zone are far from
unequivocal, the DBP fault zone is undoubtedly under extensional tectonic
environment in rigid Indochina block.

Figure 1. Structural
sketch map of Southeast Asia (modified from
[3].
Enlargement of the bracketed area is shown in Fig. 2
Main faults: DBP F = Điện Biên Phủ fault; RR F = Red
River fault;
XX F = Xianshuihe-Xiaojang fault
III. MAPPING OF THE FAULT
1. Sources and methods
To
map the DBP fault zone efficiently and reliably, we have relied primarily on
its geomorphic expression. Our mapping
of DBP fault zone is based primarily on inspection of 1:50,000-scale
topographic maps. Where these were of unsuitable quality, we employed SRTM,
ASTER images and derived digital elevation models. Further we combined the seismological data, field data and
thickness maps of Quaternary deposits.
After interpreting these data, we compiled our interpretations as
digitized data on SRTM (Fig. 2).
2. Geometry of fault
The
overall shape of the DBP fault zone across northwestern Việt Nam
is arcuate (Fig. 2). The northern portion
of the fault zone is gently N-S trending and turns to NE-SW trending southward
gradually. The greatest feature of the
arcuate fault zone is that virtually all active faults are reactivated
structures sub-parallel to chronostratigraphic boundary [12], probably the
pre-existing suture zone of northern extending of Nan
suture zone [3, 7].

Figure 2. Up: Shaded
relief topographic map of northwestern Việt Nam
derived from SRTM (see location in Fig. 1). Down: Coloured relief topographic
map of northwestern Việt Nam
derived from SRTM (see location in Fig. 1).
Red lines are the mapped faults in DBP fault zone. Back circles are
earthquakes with magnitude over 4 from National
Earthquake Information
Center of USGS. Chăn Nưa,
Lai Châu, Mường Lay, and Điện Biên Phủ are four segments of DBP fault zone
3. Major segments of the Điện Biên Phủ fault zone
Superimposed
on the slightly arcuate geometry of DBP fault zone are several strands. The strand with dilatational step is
releasing bend and may represents pull-apart basin, while with contractional
step is restraining bend and may represents divide of linear valley. We have used these second-order geometric
bends to divide the DBP fault zone into 4 segments. Each segment bears the name of a major town or townlet along the
segment. These include Chăn Nưa, Lai
Châu, Mường Lay, and Điện Biên Phủ (Fig. 2).
In sections 3.3.1-3.3.4,
we describe each segment, beginning in the north. Each description focuses on
the geomorphic expression of the segment and its termination.
a. Chăn Nưa segment (22.12°N to
22.37°N). Clear dilatational step demarcates the
southern termination of this 27-km-long segment of DBP fault zone. The predominately
linear sinistral fault cuts the hillside paralleling the river and makes the
straight river into meander loop flowing around the southern portion of
rhomboidal pull-apart basin in the southern termination. According to the world
earthquake data from the National
Earthquake Information
Center (NEIC), there were
two light earthquakes occurring at the southern termination in 1996 and 2001.
b. Lai Châu segment (21.88°N to
22.12°N). This 26-km-long segment runs southward from
the north of the cross-intersection of Sông Đà river and its tributaries to the
contractional step in the southern end of the narrow submeridional basin, which
is bounded by predominately multi-linear sinistral and sinistral-normal faults.
The recent earthquakes show moderate seismic activity around this segment.
c. Mường Lay segment (21.60°N to
21.88°N). This is a predominately straight 31-km-long
segment of DBP fault zone. It consists
of restraining bends in both northern and southern end, and exhibits perfect
linear valley and obvious deflected river. However, this segment is under low
seismic activity in recent decades.
d.
Điện Biên Phủ segment (21.26°N to 21.60°N). This segment shifts the DBP fault zone to NE-striking and has a N-S
trending branch sinistral-normal fault through the biggest basin along the DBP
fault zone. The southern end of this segment is approaching the boundary
between Việt Nam and Laos.
This segment is also associated with the strongest seismic activity along the
DBP fault zone.
4. Other
related structures
In
northwestern Việt Nam active
faults are parallel or sub-parallel to the Red River
fault zone with NW-SE striking except for DBP fault zone. These faults may be
the conjugate faults of DBP fault zone.
IV. QUATERNARY AND RECENT KINEMATICS
1. Active faulting and Quaternary basin in the DBP fault zone
The
Quaternary sinistral and sinistral-normal active faults and their recent
kinematics in northwestern Việt Nam are assessed using the mapping results of
faults in DBP fault zone and combining the associated seismological data, field
data, thickness maps of Quaternary deposits, and geomorphological features like
offset and deflected drainage, and appearance of numerous shuttle ridges.
Additionally, the normal component is certified by preserved triangular facets
and tributary hanging valleys. The distribution of seismicity in northwestern
Việt Nam
highlights a zone of active deformation along the DBP fault zone. The majority
of focal plane solutions are indicative for sinistral faulting on N- to NE-
striking strike-slip faults. Along DBP
fault zone there are three obvious Quaternary basins, i.e. Chăn Nưa, Lai Châu
and DBP basin, within different fault segments and with different kinematics.
2. The Chăn Nưa pull-apart basin
The
kinematic model of strike-slip releasing bend is strongly supported by faults
mapped in the Chăn Nưa segment. There, active N-striking sinistral on the east
and west, as well as NW-striking normal faults on the NE and SW delimit an
opening rhomboid-shaped Quaternary basin. The basin is referred to as Chăn Nưa
basin and the basin size is about 2.5
km×1.5
km. Structural and gemorphological data support a pull-apart
origin of the Chăn Nưa basin with Quaternary subsidence occurring between
left-stepping N-striking faults of DBP fault system. (Fig. 3)

Figure 3. Coloured relief map
of Chăn Nưa basin and surrounding area
3.
Quaternary basin related to normal faulting
a. Lai Châu basin (Fig. 4). Toward south a bit of the
Chăn Nưa basin, multi parallel sinistral and sinistral-normal faults form another
submeridional Quaternary basin of 10
km long and 0.5
km wide subsiding weak zone. Two kinematic model interpretations
can be taken into account. One model is the same as the origin of Chăn Nưa
basin, but with long releasing bend or multi-connecting small ones. The other
model is the main fault with 0.5
km wide flower structure delimiting the basin boundary.
Considering the topographic cross-section, the major normal faulting probably
occurred in west-dipping branch in the eastern side of the basin.

Figure 4. Coloured relief map
of Lai Châu basin and its surrounding area
b.
Điện Biên Phủ basin (Fig. 5). The DBP basin, ca. 17
km long and 5
km wide, is passed through by a N-striking branch of major
NE-striking DBP fault. This basin is the largest of three basins along DBP
fault zone. The shallow seismic profile shows the west-dipping normal fault
right beneath the central part of the basin [11] and the thickness map of the
Quaternary deposits derived from the well data proves the active normal faulting
(Zuchiewicz et al., 2004 and references therein). Also the topographic
cross-section shows flat plain in the western part of the basin and gently
west-tilting in the eastern part which indicates the minor parallel normal
faulting in the east side of the basin. The deepest depocenter is a nearly
130-m-thick series of alternating sands, silts, clays and gravel of Quaternary
fluvial and lacustrine sequence which overlies more than 20-m-thick basalt
intrusion that was K-Ar-dated as 5.20±0.34 Ma (Zuchiewicz et al., 2004 and
references therein). Thus the kinematic model for the half graben DBP basin is
active normal faulting, probably starting from Late Neogene.

Figure 5. Coloured relief map of Điện Biên Phủ basin and its surrounding
area.
Blue triangles show the sites of late Neogene basalt
4. Slip rate
By
using optical stimulated luminescence/single aliquot regenerative dose
technique dating results of displaced terraces and alluvial fans, Zuchiewicz et
al. (2004) proposed that sinistral and sinistral-normal faults in the southern
portion of DBP fault zone reveal minimum rates of left-lateral strike-slip
ranging from 0.6-2
mm/yr in Holocene and 0.5-3.8
mm/yr in Pleistocene. In
the north of the DBP basin, the intrusion basalt which was Ar-Ar-dated ass
4.8±0.1Ma [2] can be considered as the same origin of the basalt lying on the
bottom of the basin. Therefore, the 10-km-long displaced intrusion basalt can
be estimate rate of left-lateral strike-slip ca. 2
mm/yr since the volcanic eruption in Late Neogene, the rate of
which is compatible with that in Pleistocene and Holocene. More precise estimation, however, is
difficult due to poor age control and inexact offset calculation.
V. DISCUSSIONS AND CONCLUSIONS
1. Quaternary tectonics and basin formation along the ĐBP fault zone
Structural
data show that neotectonics of the ĐBP fault zone is characterized by N- to
NE-striking reactivate boundary faults of pre-existing suture zone. Active faulting is related to the formation
of major Quaternary basins and active fault kinematics include strike-slip
faulting with releasing bend as documented by the 2.5
km×1.5
km rhomboidal Chăn Nưa pull-apart, and normal faulting of flower
structure and half graben as documented by the 10 km×0.5 km N-elongated narrow
basin in Lai Châu and the largest 17 km×5 km basin in DBP respectively. Timing
of the Quaternary deformations is not well constrained and presently has to
rely on few published age data. An estimate for the maximum age of E-directed
extension active sinistral-normal faulting along the DBP fault zone comes from
displaced Late Neogene basalt. Age constraints for younger (Pleistocene and
Holocene) sinistral faulting include displaced terraces and alluvial fans
(Zuchiewicz et al., 2004). In sum, data indicate that reactivation of the DBP
fault zone commenced in the Late Neogene and proceeded to form Quaternary
basins.
2. Regional kinematics
The regional extent of the active DBP fault
system is indicated by geomorphic features and moderate seismic activity [8,
17] in the northwestern Việt Nam.
Epicenters line up to a submeridian seismically active zone and focal plane
solutions are compatible with sinistral strike-slip motion along the fault.
Hypocenter depth, however, is not well constrained due to lacking of delicate
velocity model. By analogy to the Cenozoic tectonic evolution of Indochina we
propose that the intraplate extension occurred on the Tertiary extrusion block
in Northwestern Việt Nam.
This model is confirmed by the formation of Quaternary basins which are created
by active sinistral and sinistral-normal faulting with E-directed extension
along DBP fault zone. Also the recent GPS measurements indicate that the
Indochina block is moving eastward with respect to Eurasia
and the DBP fault zone probably accommodates the current extrusion of clockwise
rotation. The kinematic model for each Quaternary basin formations has been
reconstructed; however, lacking good age control and precise offset we need
more information to establish the regional dynamic model.
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