TSUNAMOGENIC EARTHQUAKE OF 26.12.2004, NORTH SUMATRA

V. STAROSTENKO, A. KENDZERA,
I. BUGAIENKO,
L. ZAIETS, Т. TSVETKOVA

Institute of Geophysics, National Academy of Sciences of Ukraine

Abstract: Consideration of the problem of tsunamogenic earthquakes is linked with three aspects: 1) Problem of tsunami emersion; 2) Problem of the mantle block structure under the region of the investigation (used the method of Taylor's approximation for solution of seismic tomography problem for constructing 3-D P-velocity mantle structure of the Southeast Asia up to the depth 2600 km); 3) Question of advancing extended Rayleigh wave (captured wave) in the interblock medium. According to the seismic tomography model, one can see that the strong (М≥7) tsunamogenic earthquakes connected with the sinking of high-velocity layer and the mantle velocity separation zones, which create conditions for formation of both secondary Raleigh waves and a captured wave.


I. INTRODUCTION

Earthquake is a consequence of emersion of aperture of earth material continuity (rock failure) or shifting of one edge against the other along existing fault in the earth interior. Fault in the geological environment is spread with the speed of several kilometres per second, and its boards at that radiate elastic waves, which reach Earth’s surface and make it move with everything on it.

Earthquake focuses are distributed on the Earth nonuniformly. Overwhelming majority of earthquakes emerges in proximity to the areas of juncture of tectonic plates composing Earth's crust – hard shell of our planet, thus forming the so-called seismic belts: Pacific, Mediterranean-Transasian, Pamir-Baikalian, Mid-Atlantic, etc.. The most active among those is the Pacific belt.

Consideration of the problem of tsunamogenic earthquakes is linked with three aspects: 1) Problem of tsunami emersion; 2) Problem of the mantle block structure under the region of the investigation; 3) Question of advancing of extended Rayleigh wave (captured wave) in the interblock medium.

For consideration of the first question, we use the result of T. Ohmachi et al. (2001). This work emphasizes significant influence of both acoustical effect and dynamic displacement of the sea floor on the height of tsunami wave and time of its arrival as a result of rupture of seismic disturbances (fault, shift fault, hade fault) at strong earthquakes (М≥7).

The second problem is solved in the context of 3-D P-velocity model of mantle of Southeast Asia [16]. We show lineament structure of the mantle in this region, and Sumatra in particular.

The third question is linked with the series of papers of Dubrovsky V.A. (the last paper by Dubrovsky V.A., Sergeev V.N. [2]), in which the theory of wave propagation along the faults is explained. For us fundamental point among the results obtained by the authors will be the fact that in conditions of rather sharp edges between the blocks (in our case mantle blocks) generalized Rayleigh wave emerges. We will not discuss problems of advancing of generalized Rayleigh waves referring those interested to the authors of the mentioned work. We will only mention that according to [2] the dicussed wave is the one running along the fault dividing two elastic half-spaces with a friction coefficient depending on the velocity and shift. Rayleigh wave propagates along the fault, its amplitude exponentially dies out at its recession from the surface of fault between two abutting elastic half-spaces, i.e. on the one hand, fault is a guide for a running wave, and, on the other hand, it facilitates conversion of energy of body seismic waves into the energy of a running wave. Therefore, the term “captured wave” is introduced. It refers to the wave carrying captured energy of body seismic waves falling on the fault.

Propagation of the captured wave along the crack leads to instability of the fault itself and formation of new cracks. Thus we get a situation of item 1. Therefore, our task is to study inclined high-velocity layers, mantle velocity blocks under the region in question, to analyze zones of the division in the mantle under the region studied, and to correlate hypocenters and mantle division zones.

II. SEISMOTECTONIC SETTING

Catastrophic Sumatra-Andaman earthquake of 2004 (Mw = 9.3) happened on the flank of Sunda seismic region (Fig. 1а) bending Sumatra Island, Nicobar Islands and Andaman in the west. This large fragment of Sunda arc is defined as a part of oblique subduction [5]. Here the Indo-Australia plate moves to the north-northeast (azimuth NE 11°) with the velocity of 6.5 cm/year, and Burma plate slides along Andaman-Nicobar and Central Sumatra right-shift faults to the south-southeast. Geodetic data show shifts up to 2-3 cm/year along the Sumatra fault [8]. Calculated velocities of seismotectonic deformations of maximal shortening in the ocean plate have the azimuth 23°NE and decrease along the trench from southeast to the northwest from 5.2 to 0.4 cm/year [6]. Data [7, 11] on several strong earthquakes on the west flank of Sunda arc are available (see Fig. 1b, small stars point to the epicenters of strong earthquakes from 1833 to 1969) with М> 7.5.

Andaman and Nicobar Islands are included in the southwest segment of Burma-Sunda system, which, in its turn represents extreme southeast segment of Alpine-Himalayan belt [5]. Neovolcanic arc of Andaman and Nicobar Islands is a powerful accretive complex structure prism formed above the subduction zone of Indian plate gently inclined to the east. To the east of Andaman-Nicobar arc there is a 4-km deep Andaman Sea, underlying by ocean-type crust. In the central part of the depression there is a rift valley corresponding to the spreading axis with high thermal flow. Spreading axis has east-northeast trend and is divided by the transform faults, westernmost one of which lies on the northern extension of Central Sumatra shift, and the easternmost one - on the southern extension of Sagaing shift fault (Myanmar, former Burma). In its tectonic nature Andaman depression is similar to the pull-apart type basins.

On the part of Sunda arc above the equator the oceanic plate has a very flat angle of subduction under the subcontinental plate (about 9-11°) [11]. Along the trench axis earthquake focuses preceding Sumatra-Andaman earthquake (see Fig. 1b) lie mostly in the earth’s crust of the ocean plate. Active seismogenic structures of continental crust are pull-apart ruptural structures of back-arc basin and two largest right-shift faults: Andaman-Nicobar and Central Sumatran faults, drawing of which in the point of their junction given in the different papers may vary. Fig. 1а shows a variant of scheme of fractural structure from the work by [5], where these faults do not join the common structure.


Figure 1. Tectonic map (а) and distribution of earthquake focuses on the territory
of Sunda
subduction zone from 1943 to 26.12.2004 (b) according to [10].


Sumatra-Andaman earthquake of 26.12.2004 is the most tragic in its consequences over the whole historical observation period. Tsunami wave produced by it took about 300 thousand human lives. During 10 months after that earthquake there were about 4.5 thousand of aftershocks. Band of their concentration is shown in Fig. 2. Forty of them had magnitudes (Мв and Ms) about 6, which is comparable with the number of analogous events for the observation period 1973 to 2004. In the aftershock sequence three intense aftershocks are distinguished: two of them with magnitudes Мх ~ 7.5 (the first one in 3 h 23 min. after the main shock, and the second one 24.07.2005) took place to the west of Nicobar Islands, and the one with Mw = 8.7 (28.03.2005) - to the north of Nias.

Seismic data set analyses show that fault having begun to rip open at the depth about 30 km was spreading to the Earth’s surface in the north-northwest direction [1]. Aftershock sequence of the first three months before the strong aftershock with Mw = 8.7 allows to define the focus of the earthquakes, which corresponds to the fault with about 1250 km stretch located mostly to the north-northeast from the point of emission of the main seismic pulse (see Fig. 1b, big star). Following the aftershock of 28.03.2005 the segment to the south from the point of beginning of rip opening main shock fault with the spread about 500 km became active (see Fig. 2).

Mechanism of focus of Sumatra-Andaman earthquake, which has been defined by the seismic center of Harvard University, was rather typical of the given area of subduction zone. Performed modelling of the seismic event [1] shows that subflat nodal plane was realized as a fault. Hypocenters of aftershocks are mainly located in the earth’s crust of ocean plate and arrive in the continental plate only in proximity to Andaman-Nicobar and northern edge of the Central Sumatran faults. Here two powerful clusters have been formed, which shows that at the aftershock stage the area enclosed between them is active for the abovementioned right-shift faults. This circumstance counts in favor of joining of these faults in the common structure - Andaman-Sumatran fault. Thus, at the aftershock stage the following pair was seismically active: near-vertical right-shift fault and flat ocean plate subduction surface.

Figure 2. Zone of the aftershock sequence of the earthquake of 26.12.2004 near the northern end of Sumatra Island

III. MANTLE VELOCITY STRUCTURE OF THE TERRITORY UNDER NORTH SUMATRA

Papers by N.T. Puspito et al. [9], Widiyantoro S. & Van der Hilst R. [14, 15], E. Hafkenscheid et al. [4], etc. were dedicated to velocity structures of mantle in this region. The basis of our work is the method of Taylor approximation of eikonal equation and wave equation introduced by V.S. Geyko [3] for the seismic tomography problem. The main advantage of the method is the independence from the one-dimensional reference velocity model as an initial approximation.

Data on the first arrival of Р-waves in the stations of the international seismological network for the period from 1964 to 2004 published in the reports of the International Seismological Centre (ISC) have been used as basic data. Earthquakes satisfying the following conditions have been chosen: 1) magnitude ≥4.5; 2) focal depth ≤50 km; 3) number of stations having registered the earthquake ≥300. Description of the used system of observations and applied procedure is represented in the paper by [16].

3-D Р-velocity structure of the mantle under North Sumatra and its surroundings is represented in a form of horizontal cross-sections in actual velocities in 25 km and vertical cross-sections to the depth of 2600 km through 1° in residuals in relation to one-dimensional reference model obtained as a result of seismic tomography analysis for our 3-D P-velocity mantle model for Eurasia. Hypocenters of earthquakes in the area under study for a period from 1973 to 2007 with magnitude М≥5 in a depth interval of ±12.5 km to the cross-section set point have been included in the horizontal cross-sections according to the data of USGS/NEIC database [7].

Horizontal cross-sections (Fig. 3). Two areas are distinguished on the 50 km horizontal cross-section: high velocity area (V ≥7.93 km/s) corresponding to Indo-Australia plate (HIAP), and low velocity one (HEAP) representing Eurasian plate. In the area of НЕАР subareas are distinguished: HAND, which corresponds to the massif of Sino-Burma within the studied region (minimum V = 7.825 km/s in the Sino-Burma area, HSU1, which corresponds to the region of Mentawai island-arc system and North Sumatra (minimum V = 7.725 km/s in the area of North Sumatra) and HSU corresponding to the Sunda shelf.

Velocity collision is distinguished on the 75 km horizontal cross-section in the area under North Sumatra between Indo-Australia and Eurasian plates, which is observed up to the 225 km depth at the level of 99-100° E. This velocity collision is occurs in the velocity structure in the form of isoline contraposition. 7.95 km/s isolines at 75 km, along which plates may be divided (structures of Indo-Australia plate are characterized by the velocities V ≥7.95 km/s), corresponds to West Andaman fault, runs in south-southeastern direction to the North Sumatra, turns sharply to the northeast rounding Sumatra, to 99° E and then turns to the south thus distinguishing area of thrusting of high-velocity Indo-Australia plate in the structures of Eurasian plate. Such isolines are observed up to 125 km depth (8.025 km/s at 100 km; 8.075 km/s at 125 km). Up to the depth of 125 km triple junction of Andaman Sea, which is characterized by low velocity, and high-velocity Indo-Australia plate is formed as a result of subduction of advancing to the northeast and transformed low-velocity structure of HSU1 connecting the central part of Sumatra within the region under study, southern part of Malacca, Strait of Malacca, and south of Sunda shelf. Advancing of high-velocity structures of Indo-Australia plate in the eastern direction accompanied by velocity collision both from the side of Andaman Sea and from the side of velocity structures of HSU1 area is observed at the depth of 150-200 km. Beginning from the 150 km depth area of influence of subducting Indo-Australia plate on HSU area is formed; it is characterized by low velocities, which however are higher than background ones, of the Sunda shelf area with the extension to the northwest. From the depth of 225 km structure transformation starts with preservation of area of spread of high-velocity structure of Indo-Australia plate under the northeast of Sumatra. Area of influence of Indo-Australia plate becomes high-velocity one, spreads to the northeast including southern end of the Sino-Burma region, northwest of Sunda shelf, southern end of Malacca, except its southern margin. Low-velocity areas corresponding both to Andaman Sea with the adjacent part of Indo-Australia plate, and eastern part of Sunda shelf are distinguished.

The attention is drawn to the development of triple junction in the subduction area. On the horizontal cross-section 75 km area of НAND outspreads in the south-western direction to the northern end of Sumatra occupying the territory under southern part of Andaman Sea. This low-velocity recent structure spreading from the north (back-arc pull-apart basin) stands in the south against high-velocity structure of Indo-Australia plate and is a structural element of the triple junction along with Indo-Australia plate contributing to fomenting tectonical tension of the region under study. Such situation is preserved up to the depth of 125 km including the following minimums in the region of HAND: 7.9 km/s at 75 km; 7.975 km/s at 100 km; 8.025 km/s at 125 km. At the depth of 150-250 km this low-velocity area spreads in the western direction to the Indo-Australia plate preserving its minimum under Andaman Sea at the level of 8.075 km/s at 150 km; 8.125 km/s at 175 km; 8.2 km/s at 200 km; 8.275 km/s at 225 km; and 8.375 km/s at 250 km.

The second element, low-velocity area НSU1, moves in the eastern direction with the depth corresponding to the eastern part of HSU area. Area HSU1 spreads to Kalimantan Island and is observed up to 200 km depth. Minimum of this area (7.85 km/s at 75 km; 7.925 km/s at 100 km; 7.975 km/s at 125 km; 8.00 km/s at 150 km; 8.125 km/s at 175 km; and 8.225 km/s at 200 km) is located between northeastern coast of North Sumatra and southwestern coast of Malacca peninsula, at that velocity gradient is reduced with the depth.

Area HSU being a background one for the region in question is characterized by low velocity up to 100 km depth. At the depths of 125 km and 175 km zone of rather high velocities is observed on the general low-velocity background of Sunda shelf under northwestern part of Sunda shelf near northeastern coast of Malacca peninsula. From 225 to 275 km high-velocity area is distinguished; it corresponds to the south of Sino-Burma region, with a maximum of 8.375 km/s at 225 km; 8.45 km/s at 250 km; and 8.55 km/s at 275 km. At the same depths, in the region of North Sumatra and Mentawai Islands high-velocity area is distinguished. This area interflows with high-velocity area under the south end of Sino-Burma region and northwestern part of Sunda shelf at the depth of 250-275 km.

Thus, one may note, that according to the horizontal cross-sections, earthquake of 26.12.2004 in the region of North Sumatra (3.30° N and 95.78° E) leading to disastrous tsunami is associated with the area of triple juncture of Indo-Australia plate and structures of Eurasian plate - Sunda shelf and deep-water basin of Andaman Sea (structures of Indochina block). Earthquake hypocenters in the region under study correlate at the depth with the separated area of triple junction.

Vertical cross-sections (Fig. 4). In the paper by [16] the mantle blocks were distinguished in the mantle of SE Asia. On the presented latitudinal cross-sections up to 2600 km depth block structure of the mantle under the region in question are singled out, as well as are projections to the depth of main historical earthquakes leading to tsunami in the region of West Sumatra - Nicobar and Andaman Islands [13].

On the cross-sections subduction of Indo-Australia plate under the North Sumatra to the depth of 410 km is observed. High-velocity layer (0 - 0.05 km/s), corresponding to Indo-Australia plate sinks up to 410 km depth, passes subhorizontally into high-velocity (0.05-0.10 km/s) layer at 410-570 km depths (upper mantle transition zone) and is underlain by low-velocity layer at the depth of 570-700 km with deviations up to -0.25 km/s. Latitudinal cross-sections allow to observe the subduction of Indo-Australia plate under the Eurasian one and spreading of high-velocity transitional layer at the depth of 400-550 km well to the east from Sumatra, under the Sunda shelf almost to Kalimantan.

In this work, the term velocity “division zone” in the mantle refers to the boundary between two velocity mantle blocks, each having its own velocity characteristics.

It is seen on the latitudinal cross-sections, that projection to the depth of hypocenters of tsunamogenic earthquakes is mostly connected with mantle velocity division zones present in all layers of mantle under these earthquakes: beginning from the upper part of lower upper mantle and to the upper mantle. It may be expected that availability of such division zones all the way down in the mantle and availability of sinking plate activates captured waves corresponding to the mentioned mantle division zones. Outcome of the latter to the surface leads to strengthening of existing seismic disturbances, which according to T. Ohmachi et al. (2001) causes delay of tsunami wave arrival and influences weakly the wave height. On the other hand, according to [2], release of energy of a captured wave accumulating energy of body waves spreading in the neighboring blocks may cause strong earthquakes. Fig. 5 shows velocity division zones of upper mantle, as well as middle and lower mantle of the region on the 100 km horizontal cross-section. Hypocenters of historical tsunamogenic earthquakes on this figure [13], as well as hypocenter of Sumatra-Andaman earthquake of 26.12.2004 and its aftershocks of the first 24 hours correlate with mantle velocity separation zones.


Figure 3. Horizontal cross-sections of 3-D P-velocity model of mantle to the depth of 275 km of the territory of North Sumatra and its surrounding areas.


IV. CONCLUSIONS

It follows from correlation of mantle velocity structure of the region in question with tectonic structure, that possible causes of earthquakes generating tsunami is combination of the following factors:

1. Complex tectonic pattern of the region of North Sumatra is complicated by availability of oblique subduction, Central Sumatra right-shift fault, transform fault of Andaman Sea;

2. Availability of the area of triple juncture of Indo-Australia plate and structures of Eurasian plate - Sunda shelf and depression of Andaman Sea - in the upper mantle shows itself also in velocity structure of the upper mantle;

3. Confinedness of strong (М³7) tsunamogenic earthquakes both to sinking high-velocity layer and to the distinguished mantle velocity separation zones (see Fig. 5) creates conditions for formation of both secondary Raleigh waves and a captured wave.


Figure 4. Latitudinal cross-sections 3-D P-velocity model of the mantle of the territory under study up to the 2600 km depth with projecting to the depth of historical tsunamogenic sources [13].


Figure 5. 100 km horizontal cross-section. References: 1- division zones of upper mantle;
 2- division zones of middle mantle, division zones-II and lower mantle division zones;
3- hypocenters of historical tsunamogenic earthquakes in this territory; 4- hypocenters
of aftershocks of Sumatra-Andaman earthquake of 26.12.2004.

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