GIS APPLICATION FOR DETERMINISTIC SEISMIC HAZARD ASSESSMENT IN VIỆT NAM

NGUYỄN HỒNG PHƯƠNG, BÙI CÔNG QUẾ

Institute of Geophysics, VAST, 18 Hoàng Quốc Việt, Cầu Giấy, Hà Nội

Abstract: A fault-source model for deterministic seismic hazard assessment in Việt Nam is developed based on a database of seismically active faults, Well and Coppersmith relation between earthquake magnitude and fault parameters (1994) and 10 attenuation equations for regions with different seismotectonic settings.

     GIS-based tool is developed to help users in assessing hazard caused by an earthquake scenario assumed to be originated by a tectonic fault. The software allows the automatic implementation of various stages in a seismic hazard assessment procedure, such as selection of study region and active fault, definition of an earthquake scenario, and hazard calculation. Use of a GIS makes possible the convenient manipulation of loss estimation data concerning building stock and casualties. Results are portrayed on various reports and maps.

     The model has been used to assess seismic hazard and loss estimation in Việt Nam at various scales, from regional to urban. Results obtained show the advantages of the used methodology and technique. Application of deterministic seismic risk analysis based on earthquake scenarios can have important contribution in seismic zoning, urban planning and risk management for high priority areas and mega-cities of Việt Nam.


I. INTRODUCTION

The quantitative seismic hazard assessment is usually based on pre-developed source models, which simulate the process of energy release and seismic wave propagation of an earthquake from source to site. The seismic hazard models allow to calculate hazard at a given point and then to construct the hazard map for the entire study area.

Such seismic hazard models were first developed and used by Cornell C., 1968 and Milne W. and Davenport A., 1969. Implicit in all of these models is the assumption that the total energy released by earthquakes radiated from the focus of the earthquake, and therefore may be called “point-source models” [2, 7]. The application of the point-source models would not be accurate in case of major earthquakes, when total energy released is distributed along the rupture zone that could be several hundred kilometers long or when the site is located very close to the fault. In general, the rupture length is a significant parameter in the determination of seismic hazard, and neglecting its effect would tend to underestimate the real risk to large-magnitude earthquakes.

To overcome the disadvantages of point-source models, Der Kiureghian A. and Ang A., 1977 at the same time with Douglas B. and Ryall A., 1977 proposed a fault-source model, which is based on the assumption that an earthquake originates at the focus and propagates as an intermittent series of fault ruptures or slips in the rupture zone of the Earth crust, and that the maximum intensity of ground shaking at a site is determined by the slip that is closest to the site [3, 4].

In this paper, the development of a fault-source model for seismic hazard assessment and risk analysis in Việt Nam is described. GIS technology is used to create powerful tools for calculating and mapping hazard, then displaying outputs and permits users to “see” the effects of different earthquake scenarios and assumptions. Two examples of the use of fault-source model in seismic hazard assessment and risk analysis in Việt Nam at regional as well as urban scales are given.

II. DATABASE OF SEISMICALLY ACTIVE FAULT SYSTEMS IN VIỆT NAM

In order to develop a fault-source model for Việt Nam, a database of 46 seismically active faults systems in the territory and continental shelf of Việt Nam was created. Information of faults systems were taken from the studies, previously published by some authors [1, 8]. The faults systems are grouped in two ranks, depending on their depth of active layers and magnitude thresholds. The fault systems are simplified and digitized as single polylines in a GIS environment, and linked with their attribute data. There are two types of fault attribute data stored in the database. The first type consists of descriptive informations, including fault name, fault rank, type of faulting, main direction, total length, etc... More important attribute type is the fault parameters, which can be used directly in the hazard calculation as maximum moment magnitude, surface and subsurface rupture sizes, dip angle, etc…

III. THEORETICAL BACKGROUND

The relationship between earthquake magnitude M and rupture length L has been investigated by many authors. A fault-source model of Việt Nam was developed, using the relationship of Wells and Coppersmith (1994) given below [14]:

log10(L) = (a + b). M                              (1)

Where L is the rupture length (km) and M - moment magnitude of the earthquake; a and b are regression coefficients, determined for different types of faults and given in Table 1.

The relationship between ground motion parameters Y, earthquake magnitude M and the focal distance R, also known as the attenuation equation, can be expressed as follows:

Y = c1 exp (c2M) RC3                       (2)

Where Y is one of the peak ground motion values (acceleration, velocity, or displacement); c1, c2 and c3 - spatial dependent constants.

Table 1. Regression coefficients of fault rupture relationship of Wells and Coppersmith [13]

Rupture type

Fault type

a

b

Surface

Strike slip

Reverse

All

-3.55

-2.86

-3.22

0.74

0.63

0.69

Subsurface

Strike slip

Reverse

All

-2.57

-2.42

-2.44

0.62

0.58

0.59

In our case, two ground motion parameters are used to express seismic hazard. The first parameter is Peak Ground Acceleration (PGA), in units of gals, and the other one is shaking intensity I, characterizing the strength of shaking on the earth’s surface, reported on non-instrumental MSK-64 scale.

For the PGA values, many attenuation equations have been defined by various investigators for regions with different geological and geodynamic condition in the world. Table 2 lists 10 most characteristic attenuation equations used for the application of fault-source model of Việt Nam [10-13].

The relationship between intensity I and the values of PGA is given in Table 3. The conversion is not implemented in the cases, when I is less than level V, and when I exceeds level X, for there is no practical meaning in engineering seismology.


Table 2. Attenuation equations used for the fault-source model of Việt Nam

No

References

Purpose

1

Nguyễn Đình Xuyên and Trần Thị Mỹ Thành, 1999

Vietnamese earthquakes

2

Xiang Jianguang and Gao Dong, 1998

Yunnan earthquakes (PGA only).

3

Boore Joyner & Fumal 1993, 1994a, 1994b

Shallow crustal earthquakes.

4

Sadigh Chang, Abrahamson Chiou and Power, 1993

Shallow crustal earthquakes.

5

Campbell and Bozorgnia, 1994

Shallow crustal earthquakes (PGA only).

6

Munson and Thurber, 1997

Hawaiian earthquakes (PGA only).

7

Youngs, Chiou, Silva and Humphrey, 1997

Deep and subduction zone earthquakes.

8

Frankel et al., 1996

Central and Eastern U.S.

9

Toro, Abrahamson and Schneider, 1997

Central and Eastern U.S.

10

Lawrence Livermore National Lab., Sayv, 1998

Central and Eastern U.S.

 


Table 3. Relationship between PGA values and shaking intensity I (MSK-64 scale)

PGA (gals)

Intensity I

0.015-0.03

V

0.03-0.06

VI

0.06-0.12

VII

0.12-0.24

VIII

0.24-0.49

IX

> 0.49

X

IV. PROCEDURE AND GIS TOOLS

Fault-source model is applied to define earthquake scenarios to be used in seismic hazard and risk assessment procedures in Việt Nam at two levels: regional and urban. An earthquake scenario is the event, most likely to have occurred, and with predefined parameters. In other words, earthquake scenario is a simulation of an event in the past for predicting the effects of a future event.

A simple algorithm of seismic hazard assessment for Việt Nam using a fault-source model is shown in Fig. 1. As can be seen from the figure, this is a 4-steps procedure, resulting in the ground shaking maps for the study area. The procedure starts with definition of a studied area, then follows the selection of a fault from GIS database, which is capable for an earthquake in the selected area. The fault parameters are used to describe a source of the earthquake scenario assumed to be originated on the chosen fault. Finally, a proper attenuation equation is chosen for computation of seismic hazard of the study area, according to the given scenario. Two layers denoting shaking maps of the study area in terms of PGA and I values are automatically displayed at the end. A GIS-based software called as F-hazard is created to help users with their various options.

With more sophisticate algorithm, the fault-source model is also applied to seismic risk analysis and loss estimation in Việt Nam at urban scale. Additional calculation modules were developed to enable the use of a combination of data sets reflecting local site conditions as well as the elements at risk in the study area. A GIS tool called as ArcRisk is developed for the urban case, with function of a decision support system [10-12].

A procedure for urban risk analysis and loss estimation is shown in Fig. 2. The first two steps are similar to the ones described in the hazard assessment procedure (see Fig. 1), however in this case the chosen study area follows administrative boundaries such as city, district(s) or ward(s) limits. On the basis of existing data on seismicity, seismo-tectonics, engineering geology and local site conditions, the ground motion is assessed for the study area. The ground motion characteristics obtained then are used as input data for assessment of ground failure due to liquefaction and landslides during earthquake. Finally, information on vulnerability of elements at risk, such as demographic and infrastructure data, can be used in combination with ground failure outputs to evaluate risk and estimate losses for the study area.

Figure 1. Procedure for seismic hazard assessment using a fault-source model.

Figure 2. Procedure for urban risk analysis and loss estimation


V. APPLICATION

GIS tools developed on the basis of fault-source model are used in simulating significant events, observed in the past, and in assessing the urban risk caused by future earthquakes. Pre-calculated scenarios can be stored in a database for any hazard assessment and risk management purpose. Below are given two examples on the use of fault-source model in seismic hazard assessment and risk analysis in Việt Nam at regional as well as urban scales.

 

 

Figure 3. Application of a fault-source model in simulating the Tuần Giáo earthquake of June 24th, 1983 on the Sơn La fault.

Figure 4. Peak Ground Acceleration map for the Ba Đình District, Hà Nội.
 (Chảy River scenario, MW = 6.6, h = 15
km).

Figure 5. Map showing extensive building damage in Ba Đình District, Hà Nội
 (Chảy River scenario, MW = 6.6, h = 15
km).

Figure 6a. Casualties of 2nd severity level in Ba Đình District, Hà Nội at 2 a.m.
 (Chảy River scenario, MW = 6.6, h = 15
km).

Figure 6b. Casualties of 2nd severity level in Ba Dinh district, Hà Nội at 2 p.m.
(Chảy River scenario, MW = 6.6, h = 15
km).

Figure 6c. Casualties of 2nd severity level in Ba Đình District, Hà Nội at 5 p.m.
 (Chảy River scenario, MW = 6.6, h = 15
km).


1. Seismic hazard assessment at regional scale

The Program F-Hazard is used to simulate the Tuần Giáo earthquake of June 24th, 1983, the greatest event ever observed and instrumentally recorded on the Vietnamese territory. Information on this earthquake was taken from previous publications [6]. With the assumption of the earthquake origination on Sơn La Fault, the parameters of earthquake scenario are defined as follows:

1. The fault-source stretches in NW-SE direction, with a normal, right-lateral strike slip mechanism. The fault surface plunges northeastward with a dip angle of γ = 750;

2. Epicentre coordinates are φ = 103.43 E; λ = 21.71 N;

3. MW = 6.77 (converted from MS = 6.7);

4. Focal depth H = 23 km.

Fig. 4 shows a PGA map calculated from Tuần Giáo scenario, using the attenuation equation developed for Yunnan region, China by Xiang Jianguang and Gao Dong [13]. Spatial query tool allows to display the shaking value calculated at any point on the map in the small top-right corner window. Within the Vietnamese territory, while the maximum intensity of VIII-IX (and the value of PGAMax = 0.1409 gals accordingly) is observed in Lai Châu and Sơn La provinces, the attenuating shaking with intensity VII also affects the adjacent Yên Bái and Lào Cai provinces. The query for Hà Nội City results in the intensity IV on MSK-64 scale.

The results obtained from the fault-source application show a good accordance to the observation data. Thus, the fault rupture length calculated by the Wells and Coppersmith equation is 26.27 km, which coincides with that described from the witnesses at epicentral area [6]. On the other hand, the maximum PGA value calculated from the scenario is also in good accordance with the previously published hazard value, defined for the Northwest Việt Nam by probabilistic method [9].

It should be noted, that calculated hazard is clearly influenced by the used fault parameters. For instance, modification of the dip angle values can lead to the change in geometry of shaking contours. As can be seen in Fig. 3, the maximal isoseismic zone is located asymmetrically on the source fault, unlike the earlier published isoseismic maps [6]. This fact emphasizes the advantages of fault-source models over the point-source ones.

2. Seismic risk assessment at urban scale

This example shows the application of fault-source model to seismic risk assessment and loss estimation for downtown area of Hà Nội. Building damage and casualties caused by one of the earthquake scenarios, assumed to be originated on Chảy River active fault, crossing the territory of the city are calculated by using program ArcRisk [11]. The results obtained for the Ba Đình District are illustrated.

The parameters of the Chảy River source fault are defined as follows:

1. The fault-source stretches in NW-SE direction, with a normal, right-lateral strike slip mechanism. The fault surface plunges northeastward with a dip angle of γ = 700;

2. Epicentre coordinates are φ= 105.34 E; λ = 20.99 N;

3. MW = 6.6;

4. Focal depth H = 15 km.

In this scenario, the maximal earthquake magnitude, predicted for the whole Hà Nội area and the Yunnan attenuation equation are used. ArcRisk allows to apply a comprehensive procedure including seismic hazard assessment (through the ground motion and ground failure evaluation) and seismic risk analysis (through the building damage and casualties estimation) for chosen area. The results are automatically displayed in a GIS environment.

For each chosen area, the ground motion assessment results in the following: 1. A set of Peak Ground Acceleration maps, compiled for different time periods and exceedance probabilities; 2. A set of Spectral Acceleration maps, compiled for different time and vibration periods.

Similarly, the ground failure assessment results in the following: 1. Liquefaction susceptibility map; 2. Landslide susceptibility map; 3. Map of probability of liquefaction; 4. Map of probability of landslide; 5. Map of ground settlement due to liquefaction; 6. Map of ground lateral spreading due to liquefaction; 7. Map of ground lateral spreading due to landslide.

Urban loss is evaluated for two elements at risk, namely the buildings and people. Accordingly, the outputs are presented in the form of two map sets. The first one is a set of maps, showing building damage in different state of damage, such as slight, moderate, extensive and complete. The second one is a set of maps, showing number of casualties in every ward, at four severity levels and at three different daytimes. Detailed description of methodology can be found in [10, 11].

Some main results obtained from the Chảy River scenario are illustrated in this paper. Fig. 4 shows the shaking map of Ba Đình District, in terms of PGA (gals). In Figs. 5 and 6 (a, b, c) the distribution of extensive building damage and casualties at 2nd severity level are shown.

VI. CONCLUSIONS

In this paper, the development of a fault-source model for deterministic seismic hazard assessment in Việt Nam is described. The model is developed on the basis of a data set on seismically active faults defined and published for the whole territory and the continental shelf of Việt Nam, with assumption that earthquakes are originated on seismically active tectonic faults. Wells and Coppersmith equation on the relation between earthquake and fault parameters [13] and 10 attenuation equations for regions with different seismotectonic regimes are included in the model.

Based on the model, two GIS-based tools are created for seismic risk analysis in Việt Nam at various scales, from regional to urban. The specific functions of these tools also give the users options for selecting the studied area, source parameters and attenuation law for risk calculation. The extent and level of risk due to earthquake scenarios are depicted in a variety of GIS maps, automatically generated in a GIS environment.

The model was applied to a scenario of Tuần Giáo earthquake of June 24th, 1983 to investigate the effect of fault source model on the calculated hazards at regional scale. The good accordance between calculated results and observation data shows advantage of the fault-source model over the point-source one in seismic hazard assessment.

Another application of the model is to assess risk and estimate losses from earthquake scenarios at urban scale. The results obtained from a scenario applied to Hà Nội City show the advantages of the used methodology and technique. Application of deterministic seismic risk analysis based on earthquake scenarios can have important contribution in seismic zoning, urban planning and risk management for high priority areas and mega-cities of Việt Nam.

REFERENCES

1. Cao Đình Triều, Phạm Huy Long, 2002. Tectonic faults on the territory of Việt Nam. Sci. & Techn. Publ. House, Hà Nội (in Vietnamese).

2. Cornell C.A., 1968. Engineering seismic risk analysis. Bull. Seism. Soc. Am., 58/5 : 1583-1606.

3. Der Kiureghian A., Ang A.S.-H., 1977. A fault rupture model for seismic risk analysis. Bull. Seism. Soc. Am., 67/4 : 233-241.

4. Douglas B. M., A. Ryall, 1977. Seismic risk in linear source regions, with application to the San Adreas fault. Bull. Seism. Soc. Am., 67 : 729-754.

5. Frankel A., Mueller C., Barndhart T., Perkins D., Leyendeker E.V., Dickman N., Hanson S., Hopper M., 1996. National seismic-hazard maps: Documentation June 1996. USGS Open-File Rep. 96-532. US Geol. Surv..

6. Institute of Geophysics, 1990. The Tuần Giáo earthquake of June 24th, 1983. Sci. & Techn. Publ. House, Hà Nội (in Vietnamese).

7. Milne W.G., Davenport A.G., 1969. Distribution of earthquake risk in Canada. Bull. Seism. Soc. Am., 59 : 729-754.

8. Nguyen Hong Phuong, 1991. Probabilistic assessment of  earthquake hazard in Vietnam based on seismotectonic regionalization, Tectonophysics, 198 : 81-93. Elsevier.

9. Nguyễn Hồng Phương, 1997. Probabilistic Earthquake Hazard Assessment for Việt Nam and adjacent regions. Proc. of the NCST of Việt Nam, 9/1. Hà Nội.

10. Nguyễn Hồng Phương, 2002. Assessment of earthquake risk for Hà Nội City, Proj. No 01C-04/09-2001-2, Final Rep., Hà Nội (in Vietnamese).

11. Nguyễn Hồng Phương, 2007. Application of GIS technology for modelling and assessment of urban risk for Hà Nội City. Proj. No DL/02-2006-2, Final rep., Hà Nội (in Vietnamese).

12. Nguyễn Hồng Phương, Nguyễn Hồng Lan, Phạm Thanh Lương, 2003. Spatial analysis models as applied to seismic hazard evaluation. Advances in Nat. Sci., 4/3 : 277-294. Hà Nội.

13. Xiang J.G., Gao D., 1994. The strong ground motion records obtained in Lancang-Gengma earthquake in 1988, China, and their application. Rep. at Intern. Worksh. on Seismotect. and Seism. Hazard in SE Asia, Hà Nội.

14. Wells D.L., Coppersmith K.J., 1994. New empirical relationships among magnitude, rupture length, rupture width, and surface displacement. Bull. Seism. Soc. Am., 84 : 974-1002.